Masterclasses

Masterclass Training for Compliance Officers

At AML and Compliance, we provide masterclass training for Compliance Officers, which provides the detail behind compliance with the regulations to ensure there is a detailed understanding of the requirements of each officer.

Our Training includes:

Money Laundering Reporting Officer (MLRO) and Nominated Officers – This presentation is split into several sections:

• A General Overview of the Regulations and their application
• The Responsibilities of the MLRO
• The Responsibilities of the Nominated Officer
• Policies, Controls and Procedures, what they must contain
• The AML Regulations – detail behind the key regulations
• Regulation 18 Risk Assessments, what must be included and how to perform them
• KYC and AML Checks
• Enhanced Due Diligence
• Red Flags (High Risk)
• Source of Funds and Source of Wealth
• Staff Requirements and Interaction
• Recording, Internal Reporting and Investigations (registers)
• External Reports

The goal of this training is to:

• Gain knowledge of applying the AML Regulations
• Provide an understanding of the role of the MLRO and Nominated Officer
• Provide the required information for you to be an effective Nominated Officer/MLRO protecting yourself, staff, clients and the business
• Ensure you comply with the requirements of the Regulations and other legislation

GPPR and Data Protection – This presentation is split into several sections:

• A General Overview of the Regulations and their application
• Interaction between GDPR and DPA
• The Responsibilities of the Data Compliance Officer
• The Regulations and key elements and definitions
• Policies, Controls and Procedures, what they must contain:
  • Internal
  • External
• Managing Data
• Managing Sensitive Data
• Subject Access Requests:
  • Customers
  • Staff
• Recording, Internal Reporting and Investigations (registers)
• Data Sharing
• Data Retention
• External Reports

The goal of this training is to:

• Gain knowledge of applying the Regulations
• Provide an understanding of the role of the Data Compliance Officer
• Provide the required information for you to be an effective Data Compliance Officer protecting yourself, staff, clients and the business
• Ensure you comply with the requirements of the Regulations and other legislation

Masterclass training starts at £1500 per training session, with no limit on the number of delegates.