The Insurance sector’s ongoing fight against fraud and financial crime
Insurance Brokers and Agents
Insurers, Brokers and Insurance Intermediaries
We provide compliance services for Insurers, Brokers and Insurance Intermediaries to implement an effective compliance structure to meet their requirements under the Financial Conduct Authority (FCA) regulations and also the Anti-Money Laundering Regulations.
Due to the nature of Insurance, businesses can range in size from small high-street brokers to large multi-office, multinational brokers and insurers providing a full range of insurance products and services.
AML & Compliance by The Strategic Partner has worked alongside the insurance industry for a significant period of time, and we have ACII qualified staff with a detailed knowledge of the industry who can apply this experience to build effective risk and compliance strategies that work for Insurers, Brokers and Insurance Intermediaries.
We help Insurers, Brokers and Insurance Intermediaries achieve a compliant structure through an effective regulation programme that protects them, their business and their staff.
Our services for Insurers, Brokers and Insurance Intermediaries include:
- Anti-Money Laundering (AML) and Counter Terrorist Financing (CTF) compliance
- GDPR and Data Protection compliance
- Bribery Act 2010 compliance
- Treating Customers Fairly compliance
- Employment Regulations compliance
- Complaint investigations, management and handling
- Regulatory investigations
Details of the services we provide are contained on our services page, which you can review to obtain detailed information on how we work with Insurance Brokers and Insurance Agents.