The Insurance sector’s ongoing fight against fraud and financial crime
Financial and Credit Businesses
Regulation & Compliance Services for Financial and Credit Businesses
There are a range of financial and credit businesses that AML & Compliance work with, including:
- Asset Finance (see also Banks and Lenders)
- Leasing (see also Banks and Lenders)
- Credit businesses
- Money Transfer businesses
- Currency Exchanges
- Bureau De Change
Finance and Credit businesses can range significantly in terms of size, services, products and complexity depending on the type and structure of the business. AML & Compliance work with and for smaller businesses through to large organisations with multiple offices/branches both on and offshore.
We tailor and develop our solutions to ensure they meet the requirements of the business we are engaged with. Whether as part of an internal compliance team or as an outsource offering, our services will meet the demands and requirements of any business.
With financial sanctions and fines for non-compliance being significant, the drive to ensure an organisation does not fall foul with compliance is a priority.
Working within the requirements of the regulator is not optional but a primary concern for all Finance and Credit businesses.
As an independent body, AML & Compliance can fulfil this function, not only providing general support but also an independent audit function to assist in overall compliance strategy.
We have developed our services and solutions to provide Banks and Lenders with support through responding to all needs and demands.
Our services for Finance and Credit businesses include:
- Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) compliance
- GDPR and Data Protection compliance
- Bribery Act 2010 compliance
- Treating Customers Fairly compliance
- Employment Regulations compliance
- Complaint investigations, management and handling
- Financial investigations
To discuss how our team can work with you, on an individual assignment or as an outsource provider, you can call us on 0203 985 8553, email us at firstname.lastname@example.org, or click here to complete an online enquiry.
‘Big Four’ member consultancy firm Ernst & Young (EY) has repaid banking group Santander £15m after it failed to help the Spanish lender improve its anti-money laundering (AML) controls, reports suggest.