Compliance Services

Sectors We Serve

At AML & Compliance, we work across a full range of sectors providing compliance and regulation advice. The types of business and sectors we operate in are:

• Banks and Lenders
• Financial and credit businesses
• Accountants, tax advisers, auditors and insolvency practitioners
• Insurers and Brokers
• Trust and company service providers
• Estate Agents and Letting Agencies
• Casinos
• High-value dealers
• Art and Antique market participants
• Solicitors – independent legal professionals

There are a number of regulators across regulated markets, and at AML & Compliance we work with all of them, ensuring the businesses we represent are compliant with the regulators’ requirements and specific regulation that operates.

Our Services

Our services principally cover seven main areas of compliance:

• MLR 2017 (AML) Compliance
• GDPR and Data Protection
• The Bribery Act 2010
• Treating Customers Fairly
• Employment Regulation
• General Compliance
• Complaint Management
• Investigations

Please click any of the above links for more information on each business type and sector.

Contact our Compliance Team

To enquire about our services and how AML & Compliance can work with your business, you can call us on 0203 985 8553, email us at info@amlandcompliance.co.uk, or complete an enquiry form.